The Role of the SEC and the Financial Markets
Description: This course gives the CPA a solid introduction to the regulation of the financial markets. Topics covered include: the role of the SEC, insider trading, executive compensation, the Sarbanes-Oxley Act, strengthening auditor independence, and selected issues in the securities market.
Annual Membership: $149
Receive unlimited access to all courses offered by Sequoia CPE for 1 year (no ethics included).
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If you are not satisfied with your purchase for any reason, you may receive a full refund any time in the first 45 days of membership. Please call Customer Service at 1-800-572-9675 with any concerns or to request a refund.
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Sequoia CPE is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.